-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Il/P2bQVxfNXqd/GA2OWi4LWV+LncACHHY0iXoZD0VV9pq74P/MbAK6H+FWeIL1T a6nrHns4tfvxNH2D7qqQuA== 0000913264-08-000005.txt : 20080724 0000913264-08-000005.hdr.sgml : 20080724 20080724124722 ACCESSION NUMBER: 0000913264-08-000005 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080724 DATE AS OF CHANGE: 20080724 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WMS INDUSTRIES INC /DE/ CENTRAL INDEX KEY: 0000350077 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 362814522 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-33326 FILM NUMBER: 08967647 BUSINESS ADDRESS: STREET 1: 800 S. NORTHPOINT BLVD. CITY: WAUKEGAN STATE: IL ZIP: 60085 BUSINESS PHONE: 847-785-3000 MAIL ADDRESS: STREET 1: 800 S. NORTHPOINT BLVD. CITY: WAUKEGAN STATE: IL ZIP: 60085 FORMER COMPANY: FORMER CONFORMED NAME: WILLIAMS ELECTRONICS INC DATE OF NAME CHANGE: 19870519 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL AMUSEMENTS INC /MD/ CENTRAL INDEX KEY: 0000913264 STANDARD INDUSTRIAL CLASSIFICATION: TELEVISION BROADCASTING STATIONS [4833] IRS NUMBER: 042261332 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 200 ELM STREET CITY: DEDHAM STATE: MA ZIP: 02026 BUSINESS PHONE: 6174611600 MAIL ADDRESS: STREET 1: 200 ELM STREET CITY: DEBHAM STATE: MA ZIP: 02026 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL AMUSEMENTS INC DATE OF NAME CHANGE: 19931008 SC 13D/A 1 wms13d-a54.txt AMENDMENT NO. 54 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - -------------------------------------------------------------------------------- SCHEDULE 13D (Amendment No. 54) Under the Securities Exchange Act of 1934 WMS INDUSTRIES INC. (Name of Issuer) Common Stock (Title of Class of Securities) 969-901-107 (CUSIP Number) Sumner M. Redstone 486 University Ave. Norwood, Massachusetts 02062 Telephone: (781) 461-1600 ---------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 24, 2008 (Date of Event which Requires Filing of this Statement) - -------------------------------------------------------------------------------- If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f), or 13d-1(g), check the following box |_|. Check the following box if a fee is being paid with this Statement |_|. (1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Sumner M. Redstone ------------------------------------------------------------------------- ------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) |_| (a) -------------------------------------------------------------------- |_| (b) -------------------------------------------------------------------- -------------------------------------------------------------------- (3) SEC Use Only ----------------------------------------------------------- ------------------------------------------------------------------------- (4) Source of Funds (See Instructions) -------------------------------------- ------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). |_| ------------------------------------------------------------------------- (6) Citizenship or Place of Organization United States ---------------------------------- ------------------------------------------------------------------------- - ------------------- Number of Shares (7) Sole Voting Power 0* --------------------- Beneficially (8) Shared Voting Power 0* Owned by Each ------------------- Reporting (9) Sole Dispositive Power 0*** ----------------- Person With (10) Shared Dispositive Power 4,637,760** - ------------------- -------------- - ------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 4,637,760** ------------ (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |X| ------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 9.12 percent ---------------------- (14) Type of Reporting Person (See Instructions) IN ---------------------------- * Voting power subject to Voting Proxy Agreement described in Item 6 of this Statement. ** Includes shares owned by National Amusements, Inc. and shares owned by the Sumner M. Redstone Charitable Foundation. *** Does not include 7,900 shares owned by Mr. Sumner Redstone's wife, Mrs. Paula Redstone, over which she has sole dispositive and voting power. (1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Sumner M. Redstone Charitable Foundation (u/t/d August 26, 1986) ------------------------------------------------------------------------- I.R.S. No. 22-2761621 ------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) |_| (a) -------------------------------------------------------------------- |_| (b) -------------------------------------------------------------------- -------------------------------------------------------------------- (3) SEC Use Only ----------------------------------------------------------- ------------------------------------------------------------------------- (4) Source of Funds (See Instructions) N/A -------------------------------------- ------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). |_| ------------------------------------------------------------------------- (6) Citizenship or Place of Organization United States ---------------------------------- ------------------------------------------------------------------------- - ------------------- Number of Shares (7) Sole Voting Power 0* --------------------- Beneficially (8) Shared Voting Power 0* Owned by Each ------------------- Reporting (9) Sole Dispositive Power 0 ----------------- Person With (10) Shared Dispositive Power 640,205 - ------------------- -------------- - ------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 640,205* ------------ (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |X| ------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 1.26 percent ---------------------- (14) Type of Reporting Person (See Instructions) OO ---------------------------- * Voting power subject to Voting Proxy Agreement described in Item 6 of this Statement. (1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person NATIONAL AMUSEMENTS, INC. ----------------------------------------------------------------------- I.R.S. No. 04-2261332 ----------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) |_| (a) -------------------------------------------------------------------- |_| (b) -------------------------------------------------------------------- -------------------------------------------------------------------- (3) SEC Use Only ----------------------------------------------------------- ------------------------------------------------------------------------- (4) Source of Funds (See Instructions) N/A -------------------------------------- ------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). |_| ------------------------------------------------------------------------- (6) Citizenship or Place of Organization Maryland ---------------------------------- ------------------------------------------------------------------------- - ------------------- Number of Shares (7) Sole Voting Power 0* --------------------- Beneficially (8) Shared Voting Power 0* Owned by Each ------------------- Reporting (9) Sole Dispositive Power 0 ----------------- Person With (10) Shared Dispositive Power 3,997,555 - ------------------- -------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 3,997,555 ---------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |_| ------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 7.86% ---------------------- ------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) CO ----------------------------- * Voting power subject to Voting Proxy Agreement described in Item 6 of this Statement. Item 1. Security and Issuer. This Amendment No. 54 amends the Statement on Schedule 13D previously filed with the SEC by Mr. Sumner M. Redstone, National Amusements, Inc. ("NAI") and the Sumner M. Redstone Charitable Foundation (u/t/d August 26, 1986) with respect to the voting common stock, $.50 par value per share (the "Common Shares"), of WMS Industries Inc. (the "Issuer") as follows: Item 2: Identity and Background. Item 2(b) is amended as follows by changing the address information regarding Sumner M. Redstone, NAI and the Sumner M. Redstone Charitable Foundation (u/t/d August 26, 1986): (b) 486 University Ave., Norwood, MA 02062 Item 3. Source of Funds The Sumner M. Redstone Charitable Foundation (u/d/t August 26, 1986) received 640,205 Common Shares as a charitable contribution from NAI. Item 5. Interest in Securities of the Issuer. (a) NAI is currently the beneficial owner, with shared dispositive and no voting power, of 3,997,555 Common Shares, or approximately 7.86%, of the issued and outstanding Common Shares of the Issuer (based on the number of Common Shares that were reported to be issued and outstanding as of April 30, 2008). (b) As a result of his stock ownership in NAI, Mr. Sumner M. Redstone is deemed the beneficial owner with no voting power of 3,997,555 Common Shares of the issued and outstanding Common Shares of the Issuer. By virtue of his position as sole trustee of the Sumner M. Redstone Charitable Foundation (u/t/d August 26, 1986) Mr Sumner M. Redstone is also deemed the beneficial owner with no voting power of an additional 640,205 Common Shares of the Issuer for a total of 4,637,760 or 9.12% of the issued and outstanding Common Shares of the Issuer (based on the number of Common Shares that were reported to be issued and outstanding as of April 30, 2008.) The lack of voting power described in paragraphs (a) and (b) of this Item 5 is pursuant to the Voting Proxy Agreement, described in Item 6 of this Statement. (c) Transactions effected since the filing of Amendment No.53 to this Statement on Schedule 13D with the Securities and Exchange Commission on May 8, 2007. (The transaction was executed by Bear Stearns, a J.P. Morgan Company, New York, N.Y.): NAI made a charitable contribution of 640,205 shares to the Sumner M. Redstone Charitable Foundation (u/t/d August 26, 1986). DATE NO. SHARES PRICE 07/24/2008 640,205 0 Item 6. Contracts, Arrangements, Understandings or Relationships with Respect To Securities of the Issuer Item 6 is hereby amended and supplemented as follows: The Voting Proxy Agreement previously reported on in this Item 6 has been amended to provide that Mr. Brian R. Gamache, Chief Executive Officer of the Issuer, hasreplaced Mr. Neil Nicastro as proxy holder under this Voting Proxy Agreement. Item 7. Material to Be Filed as Exhibits. Exhibit 1 A joint filing agreement among Mr. Sumner M. Redstone, National Amusements, Inc. and the Sumner M. Redstone Charitable Foundation (u/t/d August 26, 1986) is attached hereto as Exhibit 1. Exhibit 2. Amendment to Voting Proxy Agreement by and between Mr. Sumner M. Redstone, National Amusements, Inc., Mr. Neil Nicastro, Mr. Brian R. Gamache and WMS Industries Inc., which is incorporated by reference to Exhibit 10.1 of the Form 8-K filed with the Securities and Exchange Commission by WMS Industries, Inc. on November 22, 2006. Signatures ---------- After reasonably inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Pursuant to Rule 13d-1(k)(1), each of the undersigned agrees that this statement is filed on behalf of each of us. JUly 24, 2008 /s/ Sumner M. Redstone ------------------------------------ Sumner M. Redstone, Individually National Amusements, Inc. By: /s/ Sumner M. Redstone ---------------------------- Name: Sumner M. Redstone, Title: Chairman and Chief Executive Officer Sumner M. Redstone Charitable Foundation By /s/ Sumner M. Redstone ------------------------------ Name: Sumner M.Redstone Title: Trustee EXHIBIT 1 --------- JOINT FILING AGREEMENT The undersigned hereby agree that the Statement on Schedule 13D, dated November 21, 1985 (the "Schedule 13D"), with respect to the common stock, $.50 par value per share (the "Common Shares"), of WMS Industries Inc. (the "Issuer") is, and any amendments executed by us shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d- 1(k) under the Securities Exchange Act of 1934, as amended, and that this Agreement shall be included as an exhibit to the Schedule 13D and each such amendment. Each of the undersigned agrees to be responsible for the timely filing of the Schedule 13D and any amendments thereto, and for the completeness and accuracy of the information concerning itself contained therein. This agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument. IN WITNESS WHEREOF, the undersigned have executes this Agreement as of the 24th, of July, 2008. NATIONAL AMUSEMENTS, INC. By: /s/ Sumner M. Redstone ---------------------- Name: Sumner M. Redstone Title: Chairman and Chief Executive Officer By: /s/ Sumner M. Redstone ---------------------- Sumner M. Redstone Individually SUMNER M. REDSTONE CHARITABLE FOUNDATION By: /s/ Sumner M. Redstone ------------------------ Name: Sumner M.Redstone Title: Trustee -----END PRIVACY-ENHANCED MESSAGE-----